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Working Papers | 1996

Accessing Biological Diversity and Associative Knowledge System: Can Ethics Influence Equity

Anil K. Gupta

The bio-diverse regions have been known to be inhabited by the poorest people all around the tropical world (Gupta 1981). It is obvious that we cannot conserve diversity by keeping people poor. Studies have also shown that many of the indigenous innovators whether individual or communities. Their ethical values often motivate them to share their knowledge uninhibitedly with the outsiders without expectation of material reward. In the process while they remain poor, the extractors of their knowledge accumulate which justifies the extraction. Apart from the dilemma that arise through mismatch between the ethical values of conservators of biodiversity and the dominant institutions of extractions, there arise questions about the continued validity of values underline discourse in the mainstream. For instance it is an accepted professional value in academics that any communication oral, visual or written having a substantive implications for one's ideas should be acknowledged. Accordingly, personal communications find place in the academic discourse. However, this accountability is generally observed only towards one's professional colleagues. The farmers, indigenous people, artisans etc. are almost never acknowledged in any discourse on their knowledge in a manner that they can be identified. Why should people remain nameless and faceless in discourse on their knowledge and institutions has never been explained adequately? So much so that the whole discipline of ethno-botany/biology has gained legitimacy through extraction without acknowledgment. The wealth accumulated out of value addition in this knowledge is seldom shared with the providers. In a recent paper, I had identified seven dimensions of ethical responsibility such as: accountability of (1) researchers and biodiversity prospectors, engaged by Public/Private Sectors in National/International Organisations towards providers or biodiversity resource from wild, domesticated and public access domains; (2) Researchers and prospectors towards the country or origin; (3) Professionals towards academic communities and professional bodies guiding the process of exploring or extracting biodiversity; (4) International UN or other organizations possessing globally pooled germ plasm collections deposited in good faith but accessible to public or private institutions without reciprocal responsibilities; (5) Institutions of governance legitimizing various kinds of property right regimes and consequent ethical and moral dilemmas; (6) Civil society and consumers of products derived from prospected biodiversity or competing alternatives; (7) Present generation towards future generations and other living non-human sentient beings. In pursuant of Convention on Biological Diversity (CBD) and International Convention on Combating Desertification (ICCD), various ethical guidelines followed by private/public obligations were reviewed (Gupta 1994, Nietschman and Churchur, 1994) for discussion in a workshop organised by Pew Conservation Scholars last year. Several other scholars were also invited in the discussion to develop Ethical Guidelines for Accessing/Exploring Biological Diversity (See Annexure 1). These guidelines were endorsed in principle by all the Pew Conservation Scholars and are now being circulated for wider debate. Only three out of seven issues were covered comprehensively in these guidelines. In this paper I summarize some of the important issues not covered by the guidelines and offer suggestion for the remaining issues. It is hoped that Conference of Parties (COP) will reflect on these suggestions so that a global accord can be reached on general ethical principles. It is recognized that there may be culture specific differences in the perfection of moral issues. However, I submit that it should be possible to have an universal consensus on at least some basic ethical principles governing access to biodiversity.

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Working Papers | 1996

Rewarding Creativity for Conserving Diversity in Third World: Can IPR Regime Serve the Needs of Contemporary and Traditional Knowledge Experts and Communities in Third World

Anil K. Gupta

Regions of high biodiversity are often inhabited by the poorest people. The irony is that many of local healers and other herbal experts do not even charge for their services to the community. They conserve biological diversity despite remaining poor themselves. Their superior ethics cannot be a reason for our inferior ethics. The fact that the younger people are no more inclined to acquire and improve this knowledge further increases the risk of knowledge erosion. The contemporary innovations suffer even worse fate compared to traditional knowledge. In the absence of any institutions to recognize, respect and reward the grassroots creativity, the intellectual properties are exploited by national and multinational corporations inviting charge of biopiracy. The projected losses to third world on this account could be many times more than the suspected loss to developed countries due to copyright and IPR piracy in third world. A registry will prevent any firm or individual to seek patent on community knowledge as well as on knowledge and innovations produced by individuals without some kind of cross licensing. It will be possible to achieve the following results from such a registry: (i) acknowledgment of individual and collective creativity, (ii) grant entitlements to grassroots innovators for receiving a share of any returns that may arise from commercial applications of their knowledge, innovations or practices with or without value addition, (iii) linking the golden triangle of entrepreneurshipby linking investments, enterprise and innovations. Small scale investors in north and south cannot afford to go to various countries, scan diversity of knowledge and resources, negotiate contracts and invest up from huge investments for value addition, (iv) an autonomous authority of which local community representative will be the majority members could be entrusted with the responsibilities of having access to all the contracts, (v) each entry in the register will be coded according to an universal system like ISBN. The postal pin code of the habitat of the community or individuals registering innovations will be incorporated in the indexation system so that geo-referencing of innovations can be done, (vi) the entry in the register will in the first stage be mere acknowledgment of creativity and innovations at grassroots level. Essential purpose of this innovation also is to enable the potential investors (a cooperative of consumers, producers, an entrepreneur, or a large firm in private or public sector) to access the innovations and explore opportunities of joint ventures or licensing of innovations for research and commercialization. The transaction costs of both the investors and innovators will be reduced through the registry, (vii) the award of certificate will also increase entitlement of innovator/s for access to concessional credit and risk cover so that transition from collector, or producer of herbs to developer and marketer of value added products can take place in cases where innovators deem that fit, (viii) the registration system will also be part of knowledge Network linking problem solving people across the world at grassroots level. The patentees in the case of innovations like the ones based on neem trees should agree to share part of their profits with an International Innovations Support and Biodiversity Conservation Fund. The paper makes a case for adapting patent systems to not only accommodate the creative urges of local communities but also ensure that this vibrant and dynamic laboratory for developing sustainable technologies and products does not die down just because a community of IPR experts could not fathom its long term potential.

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Working Papers | 1996

Managing Research Networks: A Study of Inter-Organisational Linkages

Anil K. Gupta and Rais Mohammad

Higher the uncertainty in the environment for which technologies have to be developed, greater is the compulsion for inter-disciplinary research. Every discipline necessary for addressing the research problem may not exist in the same institute. Even if it does, the number of scientists may be so few that the peer group for critical scrutiny and growth of the discipline may become necessary also because the consumer of research may have a diversified resource use strategy. In rainfed, semi-arid and arid environments, most of the disadvantaged households have diversified portfolios. Technologies aimed at improving the performance of these portfolios will have to be evaluated on their effects on different sub-system of household portfolio. Such appraisal may not be feasible within one organization. Sustainability of technology may thus require three things, (a) client orientation, (b) location specificity, and (c) economic viability with attendant risk minimization together with minimum externalities. To achieve these outcomes, scientists may pool, exchange, segment or authorize use of resources, information, influence and opportunities. In the process, technologies requiring diverse skills, multiple scales of operation and complexity of tasks may be developed through inter-organizational networks. The skills, scale and complexity are independent in nature. Technologies requiring single skill may have to be developed for large scale and complex environments as well as resource management conditions. Similarly, technology at small scale such as micro watershed may require large number of skills and complex interactions. The implications of these interactions for inter-organizational networking remain to be identified. Many organizations have resources which may not be optimally used within the organization. Thus the redundancy of some resources and scarcity of others often generate the need for inter-organizational networks. At the same time distribution of power, authority and control over scarce resources and access to key decision makers may be such that some functional networks may not emerge while other dysfunctional networks may get established. Management of networks thus becomes a challenging proposition for the organizational leaders. In part one of the paper socio-ecological, institutional and public policy contexts of inter-organizational networking are introduced. Literature on evolution and functioning of networks in agricultural research is reviewed in part two. The findings from empirical research based on interviews with the scientists in ICAR and SAUs(State..) are presented in part three.

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Working Papers | 1996

Managing Environments Sustainably through Understanding and Assimilating Local Ecological Knowledge: The Case of Honey Bee

Anil K. Gupta

Conceptually the developmental models can be arrayed on two dimensions: The time frame and decision making options or horizon. I have defined development as a process of well as the institutions (Gupta 1981, Gupta et al, 1995). The time frame refers to the period in which we appraise a technological or investment choice. The decision making horizon refers to the range of options that a decision maker is aware of and can access or avail of, in the given resource situation. The implication is that the sustainability requires both the longer time frame as well as wide range of choices. The next question is: How do we widen the range of choices and extend the time frame? If a household does not have certainty of tenure or clarity of property right vis-a-vis a given resource, it is unlikely that the person may have a long time frame. Alternatively, in the absence of clear property rights, customary rights and informal institutions may exist and these could help extend the time frame. The cultural context, spiritual values and ethical basis of local knowledge systems also contributes to extending the time frame. That is why we notice some of the poorest households growing some of the slowest growing tree species in the homestead land. The widening of choices depends upon the (a) Access households have to resources; (b) Assurances they have about others' behaviour vis-à-vis their own as well as about future returns from present investments; (c) Ability or Skills people have to use available choices and (d) Attitudes towards nature, resource use and towards the concern for future generations. To what extent the choices will be widened without impairing the ecological balance depends upon several factors which are summarized in part one. Several approaches to scouting innovations among children and adults are described. Seven principles of Sustainability are discussed in part two. It is concluded that while choice can be widened by the modern science when blended with informal science, the time frame can be extended by granting the right of future generations and the non-human sentient beings.

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Working Papers | 1996

Consistency and an Axiomatic Characterization of the Market Equilibrium Solutions

Lahiri Somdeb

In this paper, we present a unified theory for solutions to games of fair division, which are ordinal in nature and appear as non-symmetric variants of the equal income market equilibrium solution. We characterize the entire family of such solutions using consistency, converse-consistency, local-independence, individual rationality and a weak efficiency condition. This is all done in a variable population framework. In the fixed population framework, we obtain an axiomatic characterization for the same family using monotonicity, individual rationality, local-independence, non-discrimination and another weak efficiency property.

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Working Papers | 1996

Corporate Restructuring for Shareholder Value

Venkiteswaran N

This paper takes an overview of two prime concerns of corporate management in the recent times, viz., shareholder value management and corporate restructuring. The paper begins with a brief discussion on the emergence of shareholder value management as the main raison d'etre of corporate managements in the market economies, a concern that is yet to agitate Indian board rooms and investors. The paper then goes on to discuss the phenomenon of corporate restructuring that is sweeping the industrial world and examines some of the principal methods of corporate restructuring and their underlying motives. It concludes with a brief discussion on the rising trend of restructuring activities undertaken by the Indian corporate sector. The paper seeks to confine itself to the broader issues such as the motives and methods of corporate restructuring rather than legal or tax minutiae around which are structured specific transactions.

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Working Papers | 1996

Thorny Glory: Towards Organizational Greatness

Khandwalla P N

It is argued that organizational is worth probing because it may play a significant role in human evolution. Organizational greatness is postulated to require both performance excellence vis-à-vis organization centered, conventional indicators and exalted conduct or contribution of a moral, spiritual, ethical, idealistic, or socially beneficial nature. Five alternative approaches to the design of performance excellence are discussed, namely, environmental determination, organizational attributes, strategic choice, synergy between organization elements, and synergy between contextual variables and organizational variables. A model of performance excellence in a competitive domain is presented, which argues that in such a domain inescapable adaptive responses by the organization to a powerful contingency or a strategic choice do not augment relative performance, unless they are supplemented by uncommon but appropriate discretionary responses. Nine alternative paths of exaltation are discussed, namely, stakeholder orientation, corporate social responsibility, strategic domain development orientation, institution building, organizational ethics, spirituality. Several examples are given of organizations that have excelled both on conventional indicators as well as in terms of exalted conduct or contribution. It is argued that in a competitive context exalted conduct or contribution can be pursued by the organization at three alternative levels. At the lowest level it amounts to compliance with legal requirements or strongly held social expectations about moral, altruistic, or socially responsive conducts. At a modest level it can be pursued to cash any synergy exalted conduct or contribution may have with the pursuit of conventional performance excellence. At still higher level sacrifices may well by required in terms of indicators of conventional performance excellence. The pursuit of the sublime along with the mundane increases the organization's operating complexity and requires more differentiated strategies, structures, know-hows, and rules. For excellence on both mundane as well as sublime indicators, the organization needs to deploy uncommon and complex forms of integration, and needs to pursue creatively strategies and styles that produce additional slack to cushion initial failures. It is argued that certain kinds of contexts reinforce exalted conduct and contribution, such as times of societal regeneration, of disillusionment with capitalism, and social and political ferment. Increased professionalization of the work force may also reinforce such conduct and contribution. The perspective of organizational greatness offers major challenges to both managers and organizational researchers.

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Working Papers | 1996

Organizational Practices and Employees Performance: A Case of Canadian Textile Industry

Patibandla Murali and Pankaj Chandra

This study undertakes empirical explanation of inter-firm variations in employee's productivity by a set of organizational factors on the basis of firm level survey data drawn from the Canadian textile industry. Organizational practices of high degree of monitoring and profit sharing are alternatives. The effectiveness of these alternative practices in eliciting high employee performance depends on the size of organizations and also adoption of complimentary practices. The results show profit sharing practices appear to be more effective in small firms than large firms.

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Working Papers | 1996

Robust Design but Indifferent Manner of Use: Family Bio-Gas Plants in Gujarat

Mathew Regi V and Girja Sharan

Potential for family size biogas plants is estimated to be about 12 lakh in Gujarat. Nearly 2 lakh units have been actually installed by 1993. Deenbandhu model appears to be the most popular. In this paper we present an estimate of the reliability of denbandhu plants. We also present an analysis of the manner of use. Deenbandhu model is found to be quite robust. But the manner in which most people use the plant, it is unlikely to give them the full benefit. This needs rectification.

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Working Papers | 1996

Technology Strategies of Large Enterprises in Indian Industry: Some Explorations

Rakesh Basant

A firm's technology strategy is influenced by the 'technology regime' in which it operates. The regime is broadly defined by a combination of variables capturing industrial structure, nature of technical knowledge and the policy environment. Together, these variables determine the opportunity and appropriability conditions faced by a frim in a well defined industry. Given these broad relationships, a heuristic framework is developed to analyze firms' technology strategies across industry groups. Four firm level strategies are identified: (i) undertake R&D; (ii) purchase disembodied foreign technology; (iii) combine (i) and (ii); and (iv) remain technologically inactive, i.e., do neither (i) or (ii). The framework is translated into a multinomial logit model to empirically explore the determinants of technology choices made by Indian firms in two different industries: non-electrical machinery and chemicals. The impact of the following determinants is explored: firm size, capital and material imports, foreign equity participation, and foreign/domestic technology spillovers.

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